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RBS to pay $5.5bn penalty over US loan misselling scandal

Royal Bank of Scotland has been ordered to pay $5.5bn (£4.2bn) to US regulators for misselling toxic mortgage bonds in a “stark reminder” of its behaviour in the run-up to the financial crisis. The penalty from the […]
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SocGen to pay 450,000 euro fine for compliance breaches in research notes

PARIS (Reuters) – Societe Generale (SOGN.PA) has agreed to pay a 450,000 euros fine in an agreement with the French markets regulator AMF for breaching compliance rules in analyst notes produced by its Global Research […]
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RBS agrees settlement as part of pre-crisis US mortgage probe

Royal Bank of Scotland (RBS) has agreed a mis-selling settlement with US regulators that will cost it £3.6bn, as it tries to draw a line under costly legacy mistakes. The £4.2bn fine agreed with the […]
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ESMA UPDATES MIFID II/ MIFIR INVESTOR PROTECTION Q&A

Further information has been provided by the European Securities and Markets Authority (EMSA) around the telephone and electronic communications recording in regard to MiFID II. Read more
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