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Keeping you in full view of global events impacting the market

Citycom & Verint UK Sell Side Event – The Art of the Possible!!

Another great event in the Sell side series this morning from Citycom Solutions and Verint-Systems. Discussing in detail, ‘The Art of the Possible: Voice Surveillance and Holistic Trader Surveillance’.
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Ex-Morgan Stanley Broker Pleads Not Guilty to Insider Trades

A longtime Morgan Stanley broker and financial adviser pleaded not guilty to trading on secret tips about pending mergers and acquisitions leaked by a Bank of AmericaCorp. consultant. Michael Siva, 55, got the information from a close friend, […]
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More than 70,000 City managers could be held personally responsible for misconduct under the FCA’s new accountability rules

The number of senior managers in financial services firms who could be held personally responsible for misconduct has increased to 72,000, according to new research from law firm Cleveland & Co. This comes after City […]
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HSBC Currency Scheme May Have Involved 11 Others, U.S. Says

A foreign exchange front-running conspiracy at HSBC Holdings Plc may have involved at least 11 bank employees beyond the two executives who have been charged with crimes, a prosecutor said. Mark Johnson, HSBC’s global head of foreign […]
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