Another great event in the Sell side series this morning from Citycom Solutions and Verint-Systems. Discussing in detail, ‘The Art of the Possible: Voice Surveillance and Holistic Trader Surveillance’.
A longtime Morgan Stanley broker and financial adviser pleaded not guilty to trading on secret tips about pending mergers and acquisitions leaked by a Bank of AmericaCorp. consultant. Michael Siva, 55, got the information from a close friend, […]
The number of senior managers in financial services firms who could be held personally responsible for misconduct has increased to 72,000, according to new research from law firm Cleveland & Co. This comes after City […]
A foreign exchange front-running conspiracy at HSBC Holdings Plc may have involved at least 11 bank employees beyond the two executives who have been charged with crimes, a prosecutor said. Mark Johnson, HSBC’s global head of foreign […]